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Mutual Fund Compliance Professionals

Employment Prospects

Employers

In 2015, there were 9,520 mutual fund companies, according to the Investment Company Institute (ICI). Industry leaders include Black Rock Funds, The Vanguard Group, State Street Global Advisors, Fidelity Investments, BNY Mellon (Dreyfus), Prudential Investments, and Natixis Global Associates. Compliance professionals work in many other industries—ranging from health care and pharmaceuticals, to energy and telecommunications. They are also employed by government agencies such as the Securities & Exchange Commission.

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